Meet The Team

Phil Conn, Compliance Manager

I have spent my entire career spanning 40 years in financial services, in both operational and compliance roles.  My extensive compliance experience gives me a real sense of what needs to be done to ensure we meet the regulator’s expectations as the business continues on its growth strategy in the next few years.  A firm believer in proactive compliance, built on best practice, good structure and streamlined processes, I am determined to continue the move away from ‘tick box’ compliance to a forward looking business risk framework which allows advisers to be fully supported in their work to achieve good client outcomes.

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